Legal
Disclosures
Regulatory disclosures, the scope of what this firm does, and what this website is and is not.
Draft pending approval. The LPL Financial disclosure below is reproduced verbatim from previously approved material. The remaining sections are drafted to match this site's actual content and must be reviewed by Genti and his compliance supervisor before launch. Items marked [confirm] require information only the firm holds.
Securities and advisory services
Securities and advisory services offered through LPL Financial, a registered investment advisor, Member FINRA/SIPC. The financial professionals associated with LPL Financial may only discuss and/or transact business with residents of the states in which they are properly registered or licensed. No offers may be made or accepted from any resident of any other state. Investing involves risk, including the possible loss of principal.
Basha Wealth Management, LLC and Basha Wealth Management are separate entities from LPL Financial.
Genti Basha is an LPL Investment Advisor Representative. [confirm: CRD number, states of registration, and the correct BrokerCheck / IAPD link to publish here]
What this website is
The content on this website is educational and general in nature. It is not investment, tax, or legal advice, it is not a recommendation of any security or investment strategy, and it does not take account of any individual's circumstances, objectives, or risk tolerance. No content here should be relied upon as the basis for a financial decision.
Nothing on this site is an offer or solicitation to buy or sell any security, or to provide advisory services in any jurisdiction where doing so would be unlawful.
The Retirement Readiness Check
The Retirement Readiness Check on this site is a free educational self-assessment. It is not a financial plan, a risk-tolerance questionnaire, a suitability determination, or a recommendation of any security or strategy. The "Planning Clarity" indicator and the four readiness dimensions are derived only from the answers a visitor selects; they are conversation starters, not a score, a percentile, a prediction, or a diagnosis of anyone's financial condition.
Structured products and market-linked investments
Strategies described on this site as designed to provide a measure of downside protection while seeking participation in market growth involve risk and are not suitable for every investor. Structured products are complex, may be subject to issuer credit risk, may have limited or no liquidity prior to maturity, and may limit participation in gains. They are discussed here in general terms only and are always considered in the context of an individual's situation, goals, and comfort with risk before any decision is made.
Statistics cited on this site
Two national statistics appear in the Financial Clarity Snapshot, each shown with a link to its source: the Federal Reserve's Economic Well-Being of U.S. Households in 2025 (published May 2026), and the EBRI/Greenwald 2026 Retirement Confidence Survey. These are general national context only. They do not describe any individual's preparedness, place anyone in a percentile, or predict any outcome. No other statistics or performance figures appear anywhere on this site.
Third-party links and content
This site links to third-party websites, including the sources above and the firm's social media profiles. We are not responsible for the content of any third-party site, and a link does not constitute an endorsement or a recommendation.
The educational videos on this site are hosted on this website and play in the browser's own video player. They are produced by a third party, are general and educational in nature, and are not a recommendation of any security or strategy. Statements made in those videos are the third party's own and are not a representation by Basha Wealth Management or LPL Financial. [confirm: compliance approval for each video before publication, and whether an on-page third-party-content disclosure is required beside the players]
Testimonials and endorsements
This website does not currently publish client testimonials, endorsements, ratings, awards, or third-party rankings. [confirm: if any are added later, the disclosures required under the SEC Marketing Rule and LPL's policies must be added at the same time]
Where we do business
Basha Wealth Management operates from Phoenix, Arizona and works with clients nationwide by phone or video call, and in person by arrangement. As stated in the disclosure above, business may only be transacted with residents of states in which the financial professional is properly registered or licensed. [confirm: current list of states]
Contact
Questions about these disclosures can be sent to genti@bashawealth.com or raised by phone on (602) 481-5526.